Income Types

Investment Income: Taxation of Dividends, Interest & Capital Gains

How investment income is taxed in Vietnam for foreign individuals - dividends, interest, capital gains, and reporting requirements.

7 min read
Updated: 2024-10-25
PIT Law & Circular 111/2013/TT-BTC

Investment Income Types

For tax residents in Vietnam, investment income is taxable. Here's how different types are treated:

Overview

Income TypeTax RateWithholding
Dividends (Vietnam)5%Yes
Interest (Vietnam bank)5%Yes
Capital gains (securities)0.1% on sale priceYes
Capital gains (other)20%May apply
Foreign investment incomeProgressive ratesSelf-report

Dividend Taxation

Vietnam Dividends

Dividends from Vietnamese companies are subject to:

Tax Rate: 5% withholding tax

Calculation:

Tax = Dividend Amount × 5%

Example

Scenario:

  • You receive 100,000,000 VND in dividends
  • Withholding tax: 100M × 5% = 5,000,000 VND
  • Net received: 95,000,000 VND

No Further Tax

For non-residents, the 5% withholding is final. For residents, this is usually the final tax on dividends.

Foreign Dividends

If you're a tax resident and receive dividends from foreign companies:

  • Taxable as worldwide income
  • Declare in annual return
  • May be able to claim foreign tax credit
  • DTA may apply

Interest Income

Bank Deposit Interest

From Vietnamese Banks:

  • Tax rate: 5% withholding
  • Bank deducts automatically
  • No further reporting needed

Example

Scenario:

  • Bank deposit: 1,000,000,000 VND
  • Interest rate: 6% per year
  • Annual interest: 60,000,000 VND
  • Tax withheld: 60M × 5% = 3,000,000 VND
  • Net interest: 57,000,000 VND

Bond Interest

Interest from Vietnamese bonds:

  • Similar 5% withholding
  • Paid through paying agent
  • Final tax for individuals

Foreign Interest

Interest from foreign banks/investments:

  • Taxable for residents
  • Must declare in annual return
  • Foreign tax credit may apply

Exemptions

Some interest is exempt:

  • Government bond interest (certain types)
  • Educational savings accounts (limited)

Capital Gains

Securities (Stocks, Bonds)

Special Rate: 0.1% of transfer value (not gain)

This is a deemed tax that doesn't consider actual gain or loss.

Example

Scenario:

  • Buy shares for: 100,000,000 VND
  • Sell shares for: 120,000,000 VND
  • Actual gain: 20,000,000 VND

Tax: 120M × 0.1% = 120,000 VND (not based on 20M gain)

Non-Securities Capital Gains

For other assets (real estate, business interests):

Tax Rate: 20% of actual gain

Calculation:

Tax = (Selling Price - Cost) × 20%

Real Estate

Special rules apply to real estate:

  • 2% of transfer value (similar to securities)
  • Or 25% of gain for certain properties
  • Exemptions for primary residence

Securities Trading

Vietnamese Stock Market

For individuals trading on Vietnamese exchanges:

ActivityTax Treatment
Buying stocksNo tax
Selling stocks0.1% of sale value
Dividends5% withholding
Stock rightsNo tax on allocation

Example Trading Year

Activity:

  • Total sales: 2,000,000,000 VND
  • Total purchases: 1,500,000,000 VND
  • Actual gain: 500,000,000 VND
  • Dividends received: 50,000,000 VND

Tax:

  • Securities transfer tax: 2B × 0.1% = 2,000,000 VND
  • Dividend tax: 50M × 5% = 2,500,000 VND
  • Total: 4,500,000 VND

Foreign Stocks

Trading on foreign exchanges:

  • Taxable for residents
  • Report gains in annual return
  • Progressive rates may apply
  • DTA may affect treatment

Reporting Requirements

Annual Declaration

For investment income, you may need to:

  1. Declare foreign investment income (if resident)
  2. Report capital gains (if not already taxed)
  3. Claim foreign tax credits (if eligible)

Required Documents

DocumentPurpose
Brokerage statementsTrack transactions
Dividend statementsVerify income
Bank interest certificatesConfirm interest
Foreign tax receiptsClaim credits

Form 02/CK-TNCN

Include investment income in your annual PIT finalization:

  • Line for dividends
  • Line for interest
  • Line for capital gains
  • Attach supporting documents

Deadlines

FilingDeadline
Annual finalizationMarch 31
DepartureBefore leaving

Comparison Table

Income TypeVietnam SourceForeign Source (Resident)
Dividends5% WH (final)Progressive rates
Bank interest5% WH (final)Progressive rates
Securities gains0.1% of sale (final)Progressive rates
Other capital gains20% of gainProgressive rates
Rental incomeVariesProgressive rates

Planning Tips

  1. Track all transactions - Keep detailed records
  2. Understand withholding - Many items are final tax
  3. Check DTAs - May reduce foreign tax
  4. Time sales strategically - 0.1% rate ignores timing
  5. Use tax-advantaged accounts - If available in home country

Need Help?

Our team can:

  • Calculate tax on your investment income
  • Prepare your investment income declarations
  • Claim foreign tax credits
  • Optimize your investment tax position

ZALO: +84703027485


This article is based on PIT Law and Circular 111/2013/TT-BTC. For official regulations, please refer to [vbpl.vn](https://vbpl.vn).

Source: PIT Law & Circular 111/2013/TT-BTC